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SEC.gov | HOME
https://www.sec.gov/
WEBThe SEC enforces the securities laws to protect the more than 66 million American households that have turned to the securities markets to invest in their futures—whether it’s starting a family, sending kids to college, saving for retirement or …
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SEC.gov | About the SEC
https://www.sec.gov/about
WEBNov 22, 2016 · About the SEC. The federal securities laws empower the Securities and Exchange Commission (SEC) with broad authority over all aspects of the securities industry. The SEC’s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation.
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SEC.gov | About the SEC
https://www.sec.gov/strategic-plan/about
WEBApr 6, 2023 · About the SEC. Our Goals. Our Approach. PDF Version. The SEC is an independent federal agency, established pursuant to the Securities Exchange Act of 1934, headed by a five-member Commission. The Commissioners are appointed by the President and confirmed by the Senate.
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SEC.gov | Reports and Publications
https://www.sec.gov/reports
WEBMar 22, 2024 · SEC.gov | Reports and Publications. Reports and Publications. This listing includes periodic SEC reports and publications. See also FOIA Frequently Requested Documents and SEC Data Resources for periodic data reports and updates.
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SEC.gov | Mission
https://www.sec.gov/about/mission
WEBDec 29, 2023 · Mission. At the Securities and Exchange Commission (SEC), we work together to make a positive impact on the U.S. economy, our capital markets, and people’s lives. Since our founding in 1934 at the height of the Great Depression, we have stayed true to our mission of protecting investors, maintaining fair, orderly, and efficient markets, and ...
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SEC.gov | Newsroom
https://www.sec.gov/newsroom
WEBSEC Issues Second Fee Rate Advisory for Fiscal Year 2024. April 17, 2024. SEC Charges Five Investment Advisers for Marketing Rule Violations. April 12, 2024. Register for the SEC’s 43rd Annual Small Business Forum April 16-18.
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SEC Issues Second Fee Rate Advisory for Fiscal Year 2024
https://www.sec.gov/news/press-release/2024-47
WEB5 days ago · Washington D.C., April 17, 2024 —. The Securities and Exchange Commission today announced that, starting on May 22, 2024, the fee rates applicable to most securities transactions will be set at $27.80 per million dollars. Consequently, each self-regulatory organization will continue to pay the Commission a rate of $8 per million for covered ...
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SEC.gov | Press Releases
https://www.sec.gov/news/pressreleases
WEBJul 28, 2011 · Headline: SEC Charges Hex Founder Richard Heart with Misappropriating Millions of Dollars of Investor Funds from Unregistered Crypto Asset Securities Offerings that Raised more than $1 Billion: Release No.: 2023-143 Published date grouping: July 2023 Date: July 27, 2023
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U.S. Securities and Exchange Commission - Wikipedia
https://en.wikipedia.org/wiki/U.S._Securities_and_Exchange_Commission
WEBThe U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall Street Crash of 1929. The primary purpose of the SEC is to enforce the law against market manipulation.: 2
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Securities and Exchange Commission (SEC) Defined, How It Works
https://www.investopedia.com/terms/s/sec.asp
WEBApr 16, 2024 · The U.S. Securities and Exchange Commission (SEC) is an independent federal government regulatory agency responsible for protecting investors, maintaining fair and...
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